AI Governance Gateway for Compliance Teams

AI is moving into real business workflows — drafting, sending, updating systems, calling APIs, triggering downstream processes. Your written policies describe what is and is not allowed. But a document does not stop anything. Nothing in front of an AI workflow checks it against your policy before it acts, and nothing produces the evidence that it stayed inside the lines.

UAPK Gateway turns the policy into an enforcement point that every high-impact AI action has to pass through.

Each action is evaluated against your rules and returns ALLOW, DENY, or ESCALATE. Escalated actions wait for a human approver. Whatever happens is written to a signed, tamper-evident audit record and can be exported as an evidence package.

• —Tool allowlist — which tools and connectors an AI workflow may use.
• —Action-type policy — rules per kind of action, priority-ordered.
• —Budget controls — daily and per-action spend or volume limits.
• —Jurisdiction constraints — restrict actions to permitted jurisdictions.
• —Counterparty restrictions — denylist parties an AI workflow must not act toward.
• —Rate limits — caps on how often actions can be attempted.
• —Approval thresholds — when a human must approve before execution.
• —Audit export — evidence-ready bundles for internal review or a documentation request.

• —Map one AI process you want under control.
• —Define the policy rules that apply to it.
• —Configure the human approval workflow.
• —Run a test action through the Gateway.
• —Export an evidence report from the run.

Available as a Gateway Governance Pilot, including through Lawkraft engagements.

• —Compliance
• —Legal
• —Tax and accounting
• —Regulated SaaS
• —Insurance brokers
• —Financial advisory